Our Responsibilities

• We treat everyone with care, respect, and professionalism
• We provide accurate, thorough, and timely services within reasonable expectations
  
• We maintain integrity and put ourselves in our clients’ shoes: we never recommend a product or solution that we wouldn’t consider for ourselves or recommend to our own family members
• We do everything in our power to safeguard your accounts and confidential information
• We believe in transparency: we disclose our costs, communicate financial products and concepts clearly, and encourage questions
• We take ownership of our work and advocate for fair and prompt resolutions on our clients’ behalf when dependent upon outside servicing 
• We recommend other professionals when necessary and don’t receive compensation for referrals
• We maintain compliance through our license renewals and professional designations, with spotless disciplinary records on FINRA’s BrokerCheck
• We keep up to date with current events and enjoy learning about our industry, nation, and world
• We practice what we preach when it comes to our own financial health and the well-being of our team members
  

Learn more about our commitments to employee development, civic engagement and community outreach.